Janet Yellen’s Dashboard

By |2018-12-20T21:53:01-08:00June 18th, 2014|Economic Indicators, Federal Reserve, Financial Institutions, Fiscal Policy, Monetary Policy|

Posted June 18, 2014 The Brookings Institute's Hutchins Center on Fiscal and Monetary Policy, a group providing independent and well-researched analysis of fiscal and monetary policy issues, released a cute new graphic that pretends to mimic Janet Yellen's economic dashboard. Every quarter, Federal Reserve Chair Janet Yellen and her Fed colleagues secretly evaluate various economic indicies to see where the [...]

FTSE joins Blackrock to help investors avoid fossil fuels

By |2018-12-20T21:53:30-08:00May 18th, 2014|Business News, Carbon Emissions, Climate Change, Environmental Reporting, Financial Institutions, Fossil Fuel Free investing, Future Generations|

By Pilita Clark, Financial Times Environment Correspondent [Cross-Posted from the FT.com] BlackRock, the world’s biggest fund manager, has teamed up with London’s FTSE Group to help investors avoid coal, oil and gas companies without putting their money at risk. In a sign that a global campaign against fossil fuels is entering the financial mainstream, companies that extract or explore for [...]

Does Preventing Pollution Pay?

By |2018-12-20T21:55:41-08:00February 20th, 2013|Analysts, Business News, Carbon Emissions, Financial Institutions, Preventing Pollution|

A January, 2013 article in the FT about Sir George Buckley, entitled "Retired 3M chief finds a new life in sustainability" has quoted him bemoaning the fact that analysts overlooked the hard work he did during his tenure at 3M to "prevent pollution." Sir George expresses a degree of frustration that the good ESG work he says 3M did, both [...]

Why emphasize “discerning?”

By |2018-12-20T21:56:47-08:00March 13th, 2010|Brokers, Fiduciary Duty Standards, Financial Health, Financial Institutions, TIA, True expertise|

Entrepreneur Magazine recently ran an article reviewing and excerpting the book, "55 Surefire Home Based Businesses You Can Start for Under $5,000 by Entrepreneur Press & Cheryl Kimball (2009), which listed 55 businesses that people could jump into with little investment of time or money.  It was not surprising to find that becoming a Financial Planner was listed at number [...]

SEC Adopts Custody Rule Changes For Investment Advisors

By |2018-12-20T21:57:52-08:00December 30th, 2009|Brokers, Fiduciary Duty Standards, Financial Health, Financial Institutions, Investment Advisor Rules, Securities & Exchange Commission, TIA|

Posted December 30, 2009 In 2009, the SEC adopted amendments to the custody and recordkeeping rules under the Investment Advisers Act of 1940 to provide additional safeguards when a registered adviser has custody of client funds or securities, providing greater guidance and stronger protections for investors. TIA was then (and still is) pleased with this improved rule change. The final [...]

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